Cf30 fca handbook

 

 

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You are viewing the version of the document as on 2021-03-31. Maximise. customer function. 257 · 197FCA controlled function CF30 in 227the table of FCA Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Customer function (CF30). Status: Please note you should read all Brexit changes to the FCA Handbook and BTS 197FCA controlled function CF30 in 227the table of FCA controlled Only the following FCA controlled functions apply to an incoming EEA firm with respect to its passported activities carried on Customer function (CF 30). the firm has certified to perform an FCA certification function; and FIT 1.2.4AG in the version of the FCA Handbook that was in force. Release 12 0 Oct 2021 handbook.fca.org.uk. APER 3/3 approved person's conduct was deliberate or where the approved person's standard of conduct was below Customer function (CF 30) in relation to bidding in emissions auctions, acting as a 'bidder's representative' within the meaning of subparagraph 3 of article handbook.fca.org.uk. SUP 10A/2. 10A.1 (1) FCA-approved person of an appointed representative of an SMCR firm; and Customer function (CF 30).The fact that a person may be FCA-approved for one purpose does not have the effect of bringing all his activities within that FCA controlled function.

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